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- To: Louise Lamphere (lamphere@unm.edu) President, American
Anthropological Association
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- Don Brenneis (brenneis@cats.ucsc.edu) President -elect,
American Anthropological Association
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- From: Terry Turner Professor of Anthropology, Cornell
University (Head of the Special Commission of the American Anthropological
Association to Investigate the Situation of the Brazilian Yanomami, 1990-91)
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- Leslie Sponsel Professor of Anthropology at the University
of Hawaii, Manoa (Chair of the AAA Committee for Human Rights 1992-1996)
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- Re: Scandal about to be caused by publication of book
By Patrick Tierney: 'Darkness in El Dorado' New York, Norton. Publication
date: October 1, 2000 9-18-00
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- Madam President, Mr. President-elect:
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- We write to inform you of an impending scandal that will
affect the American Anthropological profession as a whole in the eyes of
the public, and arouse intense indignation and calls for action among members
of the Association. In its scale, ramifications, and sheer criminality
and corruption it is unparalleled in the history of Anthropology. The AAA
will be called upon by the general media and its own membership to take
collective stands on the issues it raises, as well as appropriate redressive
actions. All of this will obviously involve you as Presidents of the Association-so
the sooner you know about the story that is about to break, the better
prepared you can be to deal with it. Both of us have seen galley copies
of a book by Patrick Tierney, an investigative journalist, about the actions
of anthropologists and associated scientific researchers (notably geneticists
and medical experimenters) among the Yanomami of Venezuela over the past
thirty-five years. Because of the sensational nature of its revelations,
the notoriety of the people it exposes, and the prestige of the organs
of the academic establishment it implicates, the book is bound to be widely
read both outside and inside the profession. As both an indication and
a vector of its public impact, we have learned that The New Yorker magazine
is planning to publish an extensive excerpt, timed to coincide with the
publication of the book (on or about October 1st).
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- The focus of the scandal is the long-term project for
study of the Yanomami of Venezuela organized by James Neel, the human geneticist,
in which Napoleon Chagnon, Timothy Asch, and numerous other anthropologists
took part. The French anthropologist Jacques Lizot, who also works with
the Yanomami but is not part of Neel-Chagnon project, also figures in a
different scandalous capacity.
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- One of Tierney's more startling revelations is that the
whole Yanomami project was an outgrowth and continuation of the Atomic
Energy Comissions secret program of experiments on human subjects James
Neel, the originator and director of the project, was part of the medical
and genetic research team attached to the Atomic Energy Commission since
the days of the Manhattan Project. He was a member of the small group of
researchers responsible for studying the effects of radiation on human
subjects. He personally headed the team that investigated the effects of
the Hiroshima and Nagasaki bombs on survivors,. He was put in charge of
the study of the effects of atomic bombs at Hiroshima and Nagasaki, and
later was involved in the studies of the effects of the radioactivity from
the experimental A and H bomb blasts in the Marshall Islands on the natives
(our colleague May Jo Marshall has a lot to say about these studies in
the Marshalls and Neel's role in them). The same group also secretly carried
out experiments on human subjects in the USA. These included injecting
people with radioactive plutonium without their knowledge or permission,in
some cases leading to their death or disfigurement ( Neel himself appears
not to have given any of these experimental injections). Another member
of the same AEC group of human geneticists and medical experimenters, a
Venezuelan, Marcel Roche, was a close colleague of Neel's and spent some
time at his AEC-funded center for Human Genetics at Ann Arbor. He returned
to Venezuela after the war and did a study of the Yanomami that involved
administering doses of a radioactive isotope of iodine and analyzing samples
of blood for genetic data. Roche and his project were apparently the connection
that led Neel to choose the Yanomami for his big study of the genetics
of "leadership" and differential rates of reproduction among
dominant and sub-dominant males in a genetically "isolated" human
population. There is thus a genealogical connection between the the human
experiments carried out by the AEC, and Neel's and Chagnon's Yanomami project,
which was from the outset funded by the AEC.
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- Tierney presents convincing evidence that Neel and Chagnon,
on their trip to the Yanomami in 1968, greatly exacerbated, and probably
started, the epidemic of measles that killed "hundreds, perhaps thousands"
(Tierney's language-the exact figure will never be known) of Yanomami.
The epidemic appears to have been caused, or at least worsened and more
widely spread, by a campaign of vaccination carried out by the research
team, which used a virulent vaccine (Edmonson B) that had been counter-indicated
by medical experts for use on isolated populations with no prior exposure
to measles (exactly the Yanomami situation). Even among populations with
prior contact and consequent partial genetic immunity to measles, the vaccine
was supposed to be used only with supportive injections of gamma globulin.
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- It was known to produce effects virtually indistinguishable
from the disease of measles itself. Medical experts, when informed that
Neel and his group used the vaccine in question on the Yanomami, typically
refuse to believe it at first, then say that it is incredible that they
could have done it, and are at a loss to explain why they would have chosen
such an inappropriate and dangerous vaccine. There is no record that Neel
sought any medical advice before applying the vaccine. He never informed
the appropriate organs of the Venezuelan government that his group was
planning to carry out a vaccination campaign, as he was legally required
to do. Neither he nor any other member of the expedition, including Chagnon
and the other anthropologists, has ever explained why that vaccine was
used, despite the evidence that it actually caused or at a minimum greatly
exacerbated the fatal epidemic.
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- Once the measles epidemic took off, closely following
the vaccinations with Edmonson B, the members of the research team refused
to provide any medical assistance to the sick and dying Yanomami, on explicit
orders from Neel. He insisted to his colleagues that they were only there
to observe and record the epidemic, and that they must stick strictly to
their roles as scientists, not provide medical help.
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- All this is bad enough, but the probable truth that emerges,
by implication, from Tierney's documentation is more chilling. There was,
it turns out, a compelling theoretical motive for Neel to want to observe
an epidemic of measles, or comparable "contact" disease, or at
least an outbreak virtually indistinguishable from the real thing-precisely
the effect that the vaccine he chose was known to cause-and to produce
one for this purpose if necessary. This motive emerges from Teirney's documentation
of Neel's extreme eugenic theories and his documented statements about
what he was hoping to find among the Yanomami, interpreted against the
background of his long association with the Atomic Energy Commission's
secret experiments on human subjects. Neel believed that "natural"
human society (as it existed everywhere before the advent of large-scale
a gricultural societies and contemporary states with their vast populations)
consisted of small, genetically isolated groups, in which, according to
his eugenically slanted genetic theories, dominant genes (specifically,
a gene he believed existed for "leadership" or "innate ability")
would have a selective advantage, because male carriers of this gene could
gain access to a disproportionate share of the available females, thus
reproducing their own superior genes more frequently than less "innately
able" males. The result, supposedly, would be the continual upgrading
of the human genetic stock. Modern mass societies, by contrast, consist
of vast genetically entropic "herds" in which, he theorized,
recessive genes could not be eliminated by selective competition and superior
leadership genes would be swamped by mass genetic mediocrity. The political
implication of this fascistic eugenics is clearly that society should be
reorganized into small breeding isolates in which genetically superior
males could emerge into dominance, eliminating or subordinating the male
losers in the competition for leadership and women, and amassing harems
of brood females.
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- A big problem for this program, however, was the tendency,
generally recognized by virtually all qualified population geneticists
and epidemiologists, for small breeding isolates to lack genetic resistance
to diseases incubated in other groups, and their consequent vulnerability
to contact epidemics. For Neel, this meant that the emergence of genetically
superior males in small breeding isolates would tend to be undercut and
neutralized by epidemic diseases to which they would be genetically vulnerable,
while the supposedly genetically entropic mass societies of modern democratic
states, the antitheses of Neel's ideal alpha-male-dominated groups, would
be better adapted for developing genetic immunity to such "contact"
diseases. It is known that Neel, virtually alone among contemporary geneticists,
rejected the genetic (and historical) evidence for the vulnerability of
genetically isolated groups to diseases introduced through contact from
other populations. It is possible that he thought that genetically superior
members of such groups might prove to have differential levels of immunity
and thus higher rates of survival to imported diseases. In such a case,
such exogenous epidemics, despite the enormous losses of general population
they inflict, might actually be shown to increase the relative proportion
of genetically superior individuals to the total population, and thus be
consistent with Neel's eugenic program. However this may have been, Tierney's
well-documented account, in its entirety, strongly supports the conclusion
that the epidemic was in all probabilty deliberately caused as an experiment
designed to produce scientific support for Neel's eugenic theory. This
remains only an inference in the present state of our knowledge: there
is no "smoking gun" in the form of a written text or recorded
speech by Neel. It is nevertheless the only explanation that makes sense
of a number of otherwise inexplicable facts, including Neel's known interest
in observing an epidemic in a small isolated group for which detailed records
of genetic and genealogical relations were available, his otherwise inexplicable
selection of a virulent vaccine known to produce effects virtually identical
with the disease itself, his behavior once the epidemic had started (insisting
on allowing it to run its course unhindered by medical assistance while
meticulously documenting its progress and the genealogical relations of
those who perished and those who survived) and his own obdurate silence,
until his death in February, as to why he carried out the vaccination program
in the first place, and above all with the lethally dangerous vaccine.
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- The same conclusion is reinforced by considering the
objectives of the anthropological research carried out by Chagnon under
Neel's initial direction and continued support. Chagnon's work has been
consistently directed toward portraying Yanomami society as exactly the
kind of originary human society envisioned by Neel, with dominant males
(the most frequent killers) having the most wives or sexual partners and
offspring. If this pristine, eugenically optimal society could be shown
to survive a contact epidemic with its structure of dominant male polygynists
essentially intact, regardless of quantitatively serious population losses,
Neel might plausibly be able to argue that his eugenic social vision was
vindicated. If the epidemic was indeed produced as an experiment, either
wholly or in part, the genetic studies on the correlation of blood group
samples and genealogies carried out by Chagnon and some of his students
thus formed integral parts of this massive, and massively fatal, human
experiment.
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- As another reader of Tierney's ms commented, Mr. Tierney's
analysis is a case study of the dangers in science of the uncontrolled
ego, of lack of respect for life, and of greed and self-indulgence. It
is a further extraordinary revelation of malicious and perverted work conducted
under the aegis of the Atomic Energy Commission.
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- Tierney's revelations begin, but do not end, with the
1968 epidemic. There are many more episodes and sub-plots, almost equally
awful, to his narrative of the antics of anthropologists among the Yanomami.
Enough has been said by this time, however, for you to see that the Association
is going to have to make some collective response to this book, both to
the facts it documents and the probable conclusions it implies.There will
be a storm in the media, and another in the general scholarly community,
and no doubt several within anthropology itself. We must be ready. Tierney
devotes much of the book to a critique of Napoleon Chagnon's work (and
actions). He makes clear Chagnon has faithfully striven, in his ethnographic
and theoretical accounts of the Yanomami, to represent them as conforming
to Neel's ideas about the Hobbesian savagery of "natural" human
societies , and how this constitutes the natural selective context for
the rise to social dominance and reproductive advantage of males with the
gene for "leadership" or "innate ability" (thus Chagnon's
emphasis on Yanomami "fierceness" and propensity for chronic
warfare, and the supposed statistical tendency for men who kill more enemies
to have more female sexual/reproductive partners). He documents how all
these aspects of Chagnon's account of the Yanomami are based on false,
non-existent or misinterpreted data. In other words, Chagnon's main claims
about Yanomami society, the ones that have been so much heralded by sociobiologists
and other partisans of his work, namely that men who kill more reproduce
more and have more female partners, and that such men become the dominant
leaders of their communities, are simply not true. Thirdly and most troublingly,
he reports that Chagnon has not stopped with cooking and re-cooking his
data on conflict but has actually attempted to manufacture the phenomenon
itself, actually fomenting conflicts between Yanomami communities, not
once but repeatedly.
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- In his film work with Asch, for example, Chagnon induced
Yanomami to enact fights and aggressive behavior for Asch's camera, sometimes
building whole artificial villages as "sets" for the purpose,
which were presented as spontaneous slices of Yanomami life unaffected
by the presence of the anthropologists. Some of these unavowedly artificial
scenarios, however, actually turned into real conflicts, partly as a result
of Chagnon's policy of giving vast amounts of presents to the villages
that agreed to put on the docu-drama, which distorted their relations with
their neighbors in ways that encouraged outbreaks of raiding. In sum, most
of the Yanomami conflicts that Chagnon documents, that are the basis of
his interpretation of Yanomami society as a neo-Hobbesian system of endemic
warfare, were caused directly or indirectly by himself: a fact he invariably
neglects to report. This is not just a matter of bad ethnography or unreflexive
theorizing: Yanomami were maimed and killed in these conflicts, and whole
communities were disrupted to the point of fission and flight.(Brian Ferguson
has also documented some of this story, but Tierney adds much new evidence).
As a general point, it is clear that Chagnon's whole Yanomami oeuvre is
more radically continuous with Neel's eugenic theories, and his unethical
approach to experimentation on human subjects, than appears simply from
a reading of Chagnon's works by themselves.
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- Chagnon is not the only anthropologist mentioned in Tierney's
narrative. Some of his students, like Hames and Good, are also dealt with
(not so unfavorably). The F French anthropologist, Jaques Lizot, also gets
a chapter. He has had nothing to do with Neel or Chagnon (in fact has been
a trenchant and cogent critic of their work), but he has an Achilles heel
of his own in the form of a harem of Yanomami boys that he keeps, and showers
with presents in exchange for sexual favors (he has also been known to
resort to young girls when boys were unavailable). On the sexual front,
there are also passing references to Chagnon himself demanding that villagers
bring him girls for sex.
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- There is still more, in the form of collusion by Neel
and Chagnon with sinister Venezuelan politicians attempting to gain control
of Yanomami lands for illegal gold mining concessions, with the anthropologists
providing "cover" for the illegal mine developer as a "naturalist"
collaborating with the anthropological researchers, in exchange for the
politician's guaranteeing continuing access to the Indians for the anthropologists.
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- This nightmarish story -a real anthropological heart
of darkness beyond the imagining of even a Josef Conrad (though not, perhaps,
a Josef Mengele)--will be seen (rightly in our view) by the public, as
well as most anthropologists, as putting the whole discipline on trial.
As another reader of the galleys put it, This book should shake anthropology
to its very foundations. It should cause the field to understand how the
corrupt and depraved protagonists could have spread their poison for so
long while they were accorded great respect throughout the Western World
and generations of undergraduates received their lies as the introductory
substance of anthropology. This should never be allowed to happen again.
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- We venture to predict that this reaction is fairly representative
of the response that will follow the publication of Tierney's book and
the New Yorker excerpt. Coming as they will less than two months before
the San Francisco meetings, these publication events virtually guarantee
that the Yanomami scandal will be at its height at the Meetings. This should
give an optimal opportunity for the Association to mobilize the membership
and the institutional structure to deal with it. The writers, both emeritus
members of the Committee for Human Rights, have arranged with Barbara Johnston,
the present chair of the CfHR, that the open Forum put on by the Committee
this year be devoted to the Yanomami case. This seemed the best way to
provide a venue for a public airing of the scandal, given that the program
is of course already closed. With Johnston's consent, we have invited Patrick
Tierney to come to the Meetings and be present at the Forum. He has accepted.
He has also agreed to have a copy of the book ms sent to Johnston, for
the use of the CfHR. We have also tentatively agreed with Barbara that
the CfHR should draft a press release, which the President (either or both
of you) could (if you and the Executive Board approve) circulate to the
media. There are obviously human rights aspects of this case that make
the CfHR appropriate, but the Ethics Committee, the Society for Latin American
Anthropology, and the Association for Latina and Latino Anthropology should
also be notified and involved, separately or jointly. These obviously do
not exhaust the possibilities--- a lot of thought and planning remains
to be done. Our point is simply that the time to start is now.
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